LOUISIANA RECORD

Recent News About Securities And Exchange Commmission

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  SEC files 'cherry picking' complaint against Lafayette financial adviser

  By Takesha Thomas | Saturday, Sep 22, 2018 @ 9:18am

  LAFAYETTE – The U.S. Securities and Exchange Commission has filed a complaint against a Louisiana financial adviser alleging that the company was involved in a "cherry picking" scheme, stealing millions from clients.

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